levivader9449 levivader9449
  • 18-11-2017
  • Business
contestada

A transactional exemption would be offered when a sale is made by:
a.a broker-dealer.
b.an investment adviser.
c.a court appointed guardian for a minor.
d.a custodian for a minor appointed under the uniform transfer to minors act.

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altanaybrownozh9xu
altanaybrownozh9xu altanaybrownozh9xu
  • 19-11-2017
A a broker - dealer hope I helped
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